SEC Fines 11 Companies More Than $88 Million for Record-Keeping Violations

SEC Fines 11 Companies More Than $88 Million for…

September 25, 2024
by RJ Hamster

September 25, 2024

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Bill of Rights passes Congress

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SEC Fines 11 Companies More Than $88 Million for Record-Keeping Violations

The U.S. Securities and Exchange Commission (SEC) announced that 11 financial firms, including broker-dealers and investment advisers, have agreed to pay more than $88 million in penalties to settle charges…

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Jury Clears Most Defendants in ‘Trump Train’ Case

A federal jury in Texas on Sept. 23 rejected voter intimidation allegations against nearly all of the President Donald Trump supporters who surrounded a Biden–Harris campaign bus on a highway…

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